Kansas Commission on Judicial Performance
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Rules

General Comment
Rule 1. Definitions and Computation of Time
Rule 2. Commission
a. Members
b. Goals
c. Duties
d. Internal Operating Procedures
e. Required Disclosures and Prohibitions
f. Removal for Cause
g. Staff
Rule 3. Confidentiality
Rule 4. Duty of Judges
Rule 5. Performance Standards
Rule 6. Sources of Information
a. Mandatory
  1. Questionnaires
  2. Self-evaluations
b. Discretionary
  1. Statistics and Public Records
  2. Interviews
  3. Written Information About Judges
  4. Courtroom observation
  5. Written opinions
  6. Other information
Rule 7. Self-Improvement Plans
Rule 8. Compilation of Judicial Performance Evaluation Data
Rule 9. Judicial Performance Evaluation Report
Rule 10. Narrative Profiles
a. Preparation
b. Contents
Rule 11. Retention Recommendation
Rule 12. Survey Results
Rule 13. Survey Comments
Rule 14. Dissemination of Information
a. All Judges
b. Reports of Judges Subject to Retention Elections


GENERAL COMMENT

K.S.A. 20-3201 et seq., effective July 1, 2006, established the Kansas Commission on Judicial Performance as an independent committee of the Kansas Judicial Council. The Commission is required by K.S.A. 20-3204(f) to adopt rules for implementation of the judicial performance evaluation process, subject to the approval of the Kansas Supreme Court. The following rules were adopted by the Commission and approved by order of the Kansas Supreme Court dated Feb. 20, 2008.

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Rule 1. DEFINITIONS AND COMPUTATION OF TIME

(a) As used in the Rules Governing the Kansas Commission on Judicial Performance, unless the context otherwise indicates:
(1) "Agent" means a person or entity authorized to perform work for the Commission;

(2) "Commission" means the Kansas Commission on Judicial Performance;

(3) "Judge" includes a Supreme Court justice, Court of Appeals judge, District Court judge and District Magistrate judge; and

(4) "Survey," when used as a noun, means the questionnaires prepared and circulated by the Commission.
(b) In computing any period of time prescribed or allowed by these rules, the day of the act, event or default from which the designated period of time begins to run shall not be included. The last day of the period so computed is to be included unless it is a Saturday, Sunday or legal holiday. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays and legal holidays shall be excluded in the computation.

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Rule 2. COMMISSION

(a) Members
Pursuant to K.S.A. 20-3202, the Commission shall be composed of 13 members appointed by the Judicial Council. Six members shall be non-lawyers and six members shall be lawyers or judges. The chairman shall be a lawyer or judge. At least one non-lawyer member and at least one lawyer or judge member shall reside in each congressional district. Regular terms of commission members shall be for four years and shall be staggered; therefore, the initial terms of three lawyer or judge members and three non-lawyer members shall be for two years. Of these six members, one shall be from each congressional district and two shall be "at large" members. Members may be reappointed for additional terms, and the term of a member shall continue until a successor is appointed.
(b) Goals
The goals of the Commission are:

(1) To improve the judicial performance of individual judges and thereby improve the judiciary as a whole;

(2) where judges are subject to retention elections, to disseminate the judicial performance evaluation results to enable voters to make informed decisions about continuing judges in office;

(3) to protect judicial independence while promoting public accountability of the judiciary; and

(4) to establish a mechanism to incorporate judicial performance evaluation results in designing judicial education programs.
(c) Duties
The Commission shall establish and administer a system of periodic review of the performance of each Kansas judge. The Commission shall, with the aid of professionals where appropriate:

(1) Create surveys of persons who have directly observed the judge's performance or interacted with the judge. The surveys shall be distributed, collected and tabulated by an independent firm or in any other manner that insures confidentiality. The surveys shall ask those surveyed to evaluate the judge on such judge's ability, integrity, impartiality, communication skills, professionalism, temperament and administrative capacity suitable to the jurisdiction and level of court.

(2) Develop clear, measurable performance standards upon which the survey questions are based.

(3) Develop a procedure for each judge to receive and respond to the Commission regarding his or her judicial performance evaluation report. Such procedure shall provide judges subject to retention elections an opportunity to receive and respond to the Commission regarding his or her judicial performance evaluation report before the report is made public.

(4) Develop dissemination plans pursuant to K.S.A. 20-3204(c) that:
(A) Protect confidentiality when the judicial performance evaluation is used only for self-improvement;

(B) make the judicial performance evaluation results widely available when they are to be used to assist voters in evaluating the performance of judges subject to retention election; and

(C) make public recommendations regarding whether to retain judges standing for retention election.
(5) Make available in the Kansas Judicial Center and in each county courthouse the names of the members of the Commission and the address, telephone number and e-mail address of the Commission.

(6) Develop an Internet Web site that contains the information specified in subsection (c)(5) of this rule and additional relevant information.
(d) Internal Operating Procedures
The Commission may adopt rules governing internal operating procedures relating to judicial performance evaluation and meeting procedures. Such rules shall be consistent with K.S.A. 20-3201 through K.S.A. 20-3205 and these rules.
(e) Required Disclosures and Prohibitions
A Commission member shall disclose any professional or personal relationship with a judge that may affect an unbiased evaluation of that judge, including any litigation involving the judge and any family or business relationship. Failure to disclose such information may be cause for removal from the Commission.

No Commission member or staff shall complete a survey about any judge.
(f) Removal for Cause
The Kansas Judicial Council may remove any member of the Commission for cause, including, but not limited to, any violation of these rules or applicable statutory provisions, substantial failure to perform the duties of Commission membership, incapacity or disability affecting the ability to perform the duties of Commission membership and other malfeasance or nonfeasance warranting removal.
(g) Staff
The Judicial Council shall provide staff for the Commission. The function of the staff is to assist the Commission in the performance of its duties. Staff may attend but shall not participate in deliberations conducted by members of the Commission concerning a retention recommendation.
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Rule 3. CONFIDENTIALITY

(a) To preserve the confidentiality of the performance evaluation process, the Commission is not subject to the Kansas Open Meetings Act, K.S.A. 75-4317 et seq., and records pertaining to any judicial performance evaluation are exempt from disclosure under the Kansas Open Records Act, K.S.A. 45-221. Commission meetings may be open to the public if they concern only the performance standards or process in general, without disclosure of any information or deliberations concerning the performance of an individual judge.

(b) The following are confidential and shall not be disclosed except in accordance with these rules or the internal operating procedures of the Commission:
(1) Questionnaires returned by people who have directly observed the judges' performance;

(2) written comments from the questionnaires;

(3) survey results, unless released by the Commission;

(4) completed self-evaluation forms;

(5) meetings in which the judges are interviewed and the records kept of those meetings;

(6) deliberations concerning a recommendation for or against the retention of any judge;

(7) judicial performance evaluation results when the judicial performance evaluation is used only for self-improvement.;

(8) confidential court data; and

(9) any other information that is not subject to disclosure under the Kansas Open Records Act.
(c) After dissemination of narrative profiles, retention recommendations and survey results, the Commission or a member of the Commission may publicly discuss only those items.

(d) Notwithstanding any provision in these rules concerning confidentiality, the Commission may disclose information to correct false statements made during an election by a judge concerning his or her judicial performance evaluation.

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Rule 4. DUTY OF JUDGES

All judges are expected to cooperate with the efforts of the Commission to evaluate their performance. Failure or refusal of a judge to cooperate may be considered by the Commission in its evaluation.

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Rule 5. PERFORMANCE STANDARDS

The following are the performance standards upon which the survey questions are based:

(a) Judges should apply the relevant substantive and procedural law to resolve issues and cases that come before them.

(b) Judges should maintain the public trust by performing their duties with integrity and observing the high standards of ethical behavior established by the canons of judicial conduct.

(c) Judges should dispense justice impartially and without favoritism or antagonism toward any party or representative of a party.

(d) Judges should communicate clearly and completely, both orally and in writing, so that the intended audience can understand instructions and rulings and the reasons for them.

(e) Judges should observe high standards of professionalism, including thorough preparation, maintaining proper order and decorum in court, responding appropriately to problems that arise and exercising good judgment.

(f) Judges should treat those who come before them, including parties, attorneys, witnesses, court personnel, and the general public, with dignity and respect.

(g) Judges should manage their cases and workloads effectively, maintain necessary access to court, and decide matters promptly and within applicable deadlines.

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Rule 6. SOURCES OF INFORMATION

(a) Persons may be surveyed through such communications media as the Commission deems appropriate. In evaluating the professional performance of any judge, the Commission shall rely on the following sources of information:
(1) Questionnaires. The Commission shall develop questionnaires that will be used to survey such persons as the Commission determines to be appropriate who have had sufficient experience with a judge or justice to form an opinion about the performance of the judge or justice, such as:
(A) Attorneys who have appeared before or have had professional contact with the judge being evaluated.

(B) Non-attorneys who have appeared before, or had professional contact with the judge being evaluated, such as jurors, litigants, law enforcement personnel, court staff, probation officers, social services caseworkers, CASA volunteers and other resource persons.

(C) Judges who have had professional contact with the judge being evaluated.
(2) Self-evaluations. The Commission shall develop self-evaluation forms that shall be completed by each judge being evaluated. The self-evaluation forms shall ask the judges to evaluate themselves in the same areas as the questionnaires sent to persons who have had professional contact with the judge being evaluated. The Commission may also ask the judges to evaluate themselves in additional areas. Unless previously reported to the judicial administrator, judges of the district court shall list in the self-evaluation the caption and case number of all pending civil matters and motions taken under advisement and not decided in compliance with Supreme Court Rule 166.

The self-evaluation information is for the purpose of requiring the judge to conduct an appraisal of his or her performance and to provide information that may be useful in evaluating the judge. The self-evaluation form shall be signed and dated by the judge and returned to the Commission prior to the release of the judicial performance evaluation report to the judge. Self-evaluation information shall not be quoted in the narrative profile unless the judge agrees.
(b) In evaluating the professional performance of any judge, the Commission may, in its discretion, rely on any of the following information:
(1) Statistics and Public Records. The Office of Judicial Administration and district court administrators shall provide to the Commission information relating to the caseload, type of cases and the amount of time the cases were before a judge. The Commission may request other relevant information maintained by the Office of Judicial Administration, the Clerk of the Appellate Courts and district court administrators, who shall provide the requested information. The Commission may also consider information available in any public record.

(2) Interviews. The Commission may interview any judge who is being evaluated. The staff of the Commission will assist in scheduling an interview session for any judge to be interviewed. All efforts to accommodate the schedule of the judge and the Commission will be made. The purpose of the interview is to gather information for use in completing the performance evaluation and, when appropriate, provide the judge with an opportunity to address areas of improvement that have been identified.

Not all judges will be interviewed each time an evaluation is prepared. No judge shall receive a recommendation from the Commission that he or she not be retained unless there has been an opportunity for an interview with the Commission. If a judge who is interviewed wishes to provide additional written materials, the materials should be provided to the Commission prior to the interview.

All meetings of the Commission in which judges are interviewed shall be closed meetings pursuant to K.S.A. 20-3202(b), and the content of the meetings shall be confidential. A confidential record of the action taken at all such meetings shall be kept.

(3) Written Information About Judges. Written information that contains the author's name and address and is received from a person who appeared before or had professional contact with the judge who is the subject of the information may be considered by the Commission. If such information is considered, then the Commission shall inform the judge.

(4) Courtroom Observations. Any Commission member or agent may make on-site visits to observe any judge at any public hearing.

(5) Written Opinions. The Commission may review the written opinions of any judge.

(6) Other Information. The Commission may consider any other information that, in its opinion, assists in evaluation of a judge. If any such information is considered, a copy or a summary of such information shall be provided to the judge, and if an interview is scheduled, then the information shall be provided no later than 10 days prior to the interview scheduled with the judge.
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Rule 7. SELF-IMPROVEMENT PLANS

A written self-improvement plan may be submitted by a judge and considered by the Commission as part of its evaluation. The Office of Judicial Administration shall cooperate with judges and the Commission to provide programs for self-improvement.

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Rule 8. COMPILATION OF JUDICIAL PERFORMANCE EVALUATION DATA

All completed surveys will be collected and compiled by the independent firm conducting the surveys as authorized and approved by the Commission. The percentage of responses of "don't know" and "not applicable" shall not be included in or factored into the final results. The firm shall supply information to the Commission only as a composite report, and the Commission shall not receive the original questionnaires.

The Commission shall not receive demographic information concerning survey respondents, except to the extent that the firm analyzing the information determines that the demographic data reflect a statistically significant disparity that may be relevant to the evaluation of the judge's performance. The Commission shall not report numerical responses from questionnaires concerning the judge being evaluated if an insufficient sample has been collected, as determined by the Commission and its agent.

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Rule 9. JUDICIAL PERFORMANCE EVALUATION REPORTS

The Commission shall prepare the judicial performance evaluation reports for all judges as follows:

(a) Judges Subject to Retention Elections.
(1) Judicial performance evaluation reports shall be prepared for judges subject to retention elections. The reports shall consist of the narrative profile, the retention recommendation, the survey results and the survey comments. The report shall be provided to the judge at least 45 days before the last date for the judge to declare his or her intent to stand for retention.

(2) Any judge subject to retention elections who is evaluated may respond in writing within 10 days of receipt of the judicial performance evaluation report. The responses shall be directed to the executive director of the Commission. The Commission may schedule an interview with any judge to address his or her response. The Commission shall provide the judge with a written copy of the redraft of any part of the report that is changed.

(3) Judicial performance evaluation reports shall be released to the public as soon as possible following the deadline for judges to declare their intent to stand for retention, but no later than 45 days before the retention election. The version of the judicial performance evaluation reports released to the public shall not include the written survey comments.
(b) Elected Judges. Judicial performance evaluation reports shall be prepared for judges subject to political elections in the year prior to the year in which they will stand for election. The reports shall consist of the survey results and the survey comments.

(c) Midterm Reports. The Commission shall provide midterm judicial performance evaluation reports if its budget and work schedules allow. Midterm reports for judges subject to retention elections shall be provided near the middle of their term. Midterm reports for elected judges shall be provided approximately two years after the judicial performance evaluation report is provided.

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Rule 10. NARRATIVE PROFILES

(a) Preparation

Narrative profiles shall be prepared for judges subject to retention elections.

(b) Contents
(1) Narrative profiles shall contain:
(A) Information identifying the judge;

(B) the judge's judicial assignments;

(C) the number of years on the bench;

(D) the commission's retention recommendation;

(E) any comments explaining reasons for such recommendation; and

(F) language in the narrative profile stating the judge's position, if the judge receives a "Do Not Retain" recommendation and requests that position be included.
(2) Narrative profiles may also include:
(A) The vote count the commission recorded for each judge;

(B) a statement of the groups of respondents surveyed, the percentage of responses received from each surveyed group that recommended that the judge be retained, the percentage of responses received from each group that had no opinion as to the retention of the judge and the percentage of responses received from each group that recommended that the judge not be retained;

(C) the judge's strengths and weaknesses, which may include emphasis on areas of exemplary performance or areas of significant poor performance;

(D) information concerning the judge's professional association activities, recent awards and honors, service and volunteer work, and other contributions to the community;

(E) any additional information that may be of assistance to the public in making an informed voting decision on any judge; and

(F) language in the narrative profile stating the judge's position, if the judge receives a "Retain" recommendation and requests that position be included.
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Rule 11. RETENTION RECOMMENDATION

(a) The Commission shall make a recommendation regarding the retention of each judge who has declared intent to stand for retention. The recommendation shall be "Retain" or "Do Not Retain" and shall be included in the narrative profile.

(b) Letter grades in surveys shall be converted to numerical values as follows: A=4, B=3, C=2, D=1 and F=0. For each judge, an average score for each question on the survey that has letter grades shall be calculated from all the grades given by respondents to the question. The average scores for all questions on the survey that have letter grades shall be added and the result shall then be divided by the number of questions to produce an "overall average." The Commission shall make a recommendation of "Retain" for any judge who receives an overall average of 2.0 or more on surveys returned for each category of respondent (attorneys, non-attorneys and judges) unless other information reveals a serious deficiency in meeting one or more judicial performance standards. If the overall average is less than 2.0 from any category of respondent (attorneys, non-attorneys or judges), then the Commission shall make a recommendation of "Do Not Retain," unless one or more of the following conditions applies:
(1) The performance issues identified in the evaluation are attributable to the nature or high number of cases on a judge's docket or caseload, other judicial duties that prevent the judge from appropriately managing his or her cases in a timely manner. This may be particularly true for judges who, when appointed, may inherit a significantly high number of cases that cannot be managed quickly.

(2) The Commission believes that the judge's performance will improve significantly with additional experience on the bench and with a commitment to improve judicial skills, based on the judge's self-improvement plan and other available information.

(3) The agent administering and compiling the surveys and the Commission determine that an insufficient number of responses was received to constitute a valid sample size.

(4) The Commission received information under Rule 6 pertaining to the evaluation that it believes justifies a "Retain" recommendation. In such case, the Commission shall in its narrative profile specify the information and explain why it believes the information justifies retention.
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Rule 12. SURVEY RESULTS

The independent firm conducting the surveys shall provide the survey results to the Commission. The reports of these results shall be in a format agreed upon by the firm and the Commission and shall graphically show the grade average on each question asked on each of the questionnaires used to comprise the report. In tabular form, the reports shall give the percentage results for each question asked in the questionnaires and a combined comparison distribution. The survey reports shall also contain a methodology section that discusses how the surveys were conducted and shall include the response rates of the various groups surveyed.

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Rule 13. SURVEY COMMENTS

The independent firm conducting the surveys shall provide to the Commission a reproduction of all written comments from the surveys, redacted to remove any information that would identify the person commenting. The Commission shall include written comments from the surveys in the judicial performance evaluation report of the judge who is the subject of the comment, unless doing so would reveal the identity of the person making the comment, in which case the Commission may summarize the substance of the comments prior to inclusion in the judicial performance evaluation report. However, the judicial performance evaluation report that is released to the public shall not include survey comments.

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Rule 14. DISSEMINATION OF INFORMATION

(a) All Judges

The Commission shall provide each judge with a copy of his or her judicial performance evaluation report in a confidential manner.

(b) Reports of Judges Subject to Retention Elections

Subject to the confidentiality provisions of Rule 3, the following shall apply to the dissemination of judicial performance evaluations of judges subject to retention elections:
(1) General Distribution. The Commission may make the information, or a summary of the information, available in a printed medium at courthouses, libraries, retail and other practical outlets.

(2) Newspaper. The information, or a summary of the information, may be provided to newspapers and other print media.

(3) Radio and Television. The Commission may utilize public service announcement air time on radio and television stations. Public service announcements will direct the listener to the availability of the information.

(4) Internet. The Commission shall post narrative profiles, retention recommendations and survey results, if released, on its Web site.

(5) Paid Advertising. The Commission may purchase paid advertising as it deems appropriate.
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