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General Comment Rule 1. Definitions and Computation of Time Rule 2. Commission a. MembersRule 3. Confidentiality Rule 4. Duty of Judges Rule 5. Performance Standards Rule 6. Sources of Information a. MandatoryRule 7. Self-Improvement Plans Rule 8. Compilation of Judicial Performance Evaluation Data Rule 9. Judicial Performance Evaluation Report Rule 10. Narrative Profiles a. PreparationRule 11. Retention Recommendation Rule 12. Survey Results Rule 13. Survey Comments Rule 14. Dissemination of Information a. All Judges GENERAL COMMENT K.S.A. 20-3201 et seq., effective July 1, 2006, established the Kansas Commission on Judicial Performance as an independent committee of the Kansas Judicial Council. The Commission is required by K.S.A. 20-3204(f) to adopt rules for implementation of the judicial performance evaluation process, subject to the approval of the Kansas Supreme Court. The following rules were adopted by the Commission and approved by order of the Kansas Supreme Court dated Feb. 20, 2008. Top Rule 1. DEFINITIONS AND COMPUTATION OF TIME (a) As used in the Rules Governing the Kansas Commission on Judicial Performance, unless the context otherwise indicates: (1) "Agent" means a person or entity authorized to perform work for the Commission;(b) In computing any period of time prescribed or allowed by these rules, the day of the act, event or default from which the designated period of time begins to run shall not be included. The last day of the period so computed is to be included unless it is a Saturday, Sunday or legal holiday. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays and legal holidays shall be excluded in the computation. Top Rule 2. COMMISSION (a) Members Pursuant to K.S.A. 20-3202, the Commission shall be composed of 13 members appointed by the Judicial Council. Six members shall be non-lawyers and six members shall be lawyers or judges. The chairman shall be a lawyer or judge. At least one non-lawyer member and at least one lawyer or judge member shall reside in each congressional district. Regular terms of commission members shall be for four years and shall be staggered; therefore, the initial terms of three lawyer or judge members and three non-lawyer members shall be for two years. Of these six members, one shall be from each congressional district and two shall be "at large" members. Members may be reappointed for additional terms, and the term of a member shall continue until a successor is appointed.(b) Goals The goals of the Commission are:(c) Duties The Commission shall establish and administer a system of periodic review of the performance of each Kansas judge. The Commission shall, with the aid of professionals where appropriate:(d) Internal Operating Procedures The Commission may adopt rules governing internal operating procedures relating to judicial performance evaluation and meeting procedures. Such rules shall be consistent with K.S.A. 20-3201 through K.S.A. 20-3205 and these rules.(e) Required Disclosures and Prohibitions A Commission member shall disclose any professional or personal relationship with a judge that may affect an unbiased evaluation of that judge, including any litigation involving the judge and any family or business relationship. Failure to disclose such information may be cause for removal from the Commission.(f) Removal for Cause The Kansas Judicial Council may remove any member of the Commission for cause, including, but not limited to, any violation of these rules or applicable statutory provisions, substantial failure to perform the duties of Commission membership, incapacity or disability affecting the ability to perform the duties of Commission membership and other malfeasance or nonfeasance warranting removal.(g) Staff The Judicial Council shall provide staff for the Commission. The function of the staff is to assist the Commission in the performance of its duties. Staff may attend but shall not participate in deliberations conducted by members of the Commission concerning a retention recommendation.Top Rule 3. CONFIDENTIALITY (a) To preserve the confidentiality of the performance evaluation process, the Commission is not subject to the Kansas Open Meetings Act, K.S.A. 75-4317 et seq., and records pertaining to any judicial performance evaluation are exempt from disclosure under the Kansas Open Records Act, K.S.A. 45-221. Commission meetings may be open to the public if they concern only the performance standards or process in general, without disclosure of any information or deliberations concerning the performance of an individual judge. (b) The following are confidential and shall not be disclosed except in accordance with these rules or the internal operating procedures of the Commission: (1) Questionnaires returned by people who have directly observed the judges' performance;(c) After dissemination of narrative profiles, retention recommendations and survey results, the Commission or a member of the Commission may publicly discuss only those items. (d) Notwithstanding any provision in these rules concerning confidentiality, the Commission may disclose information to correct false statements made during an election by a judge concerning his or her judicial performance evaluation. Top Rule 4. DUTY OF JUDGES All judges are expected to cooperate with the efforts of the Commission to evaluate their performance. Failure or refusal of a judge to cooperate may be considered by the Commission in its evaluation. Top Rule 5. PERFORMANCE STANDARDS The following are the performance standards upon which the survey questions are based: (a) Judges should apply the relevant substantive and procedural law to resolve issues and cases that come before them. (b) Judges should maintain the public trust by performing their duties with integrity and observing the high standards of ethical behavior established by the canons of judicial conduct. (c) Judges should dispense justice impartially and without favoritism or antagonism toward any party or representative of a party. (d) Judges should communicate clearly and completely, both orally and in writing, so that the intended audience can understand instructions and rulings and the reasons for them. (e) Judges should observe high standards of professionalism, including thorough preparation, maintaining proper order and decorum in court, responding appropriately to problems that arise and exercising good judgment. (f) Judges should treat those who come before them, including parties, attorneys, witnesses, court personnel, and the general public, with dignity and respect. (g) Judges should manage their cases and workloads effectively, maintain necessary access to court, and decide matters promptly and within applicable deadlines. Top Rule 6. SOURCES OF INFORMATION (a) Persons may be surveyed through such communications media as the Commission deems appropriate. In evaluating the professional performance of any judge, the Commission shall rely on the following sources of information: (1) Questionnaires. The Commission shall develop questionnaires that will be used to survey such persons as the Commission determines to be appropriate who have had sufficient experience with a judge or justice to form an opinion about the performance of the judge or justice, such as:(b) In evaluating the professional performance of any judge, the Commission may, in its discretion, rely on any of the following information: (1) Statistics and Public Records. The Office of Judicial Administration and district court administrators shall provide to the Commission information relating to the caseload, type of cases and the amount of time the cases were before a judge. The Commission may request other relevant information maintained by the Office of Judicial Administration, the Clerk of the Appellate Courts and district court administrators, who shall provide the requested information. The Commission may also consider information available in any public record.Top Rule 7. SELF-IMPROVEMENT PLANS A written self-improvement plan may be submitted by a judge and considered by the Commission as part of its evaluation. The Office of Judicial Administration shall cooperate with judges and the Commission to provide programs for self-improvement. Top Rule 8. COMPILATION OF JUDICIAL PERFORMANCE EVALUATION DATA All completed surveys will be collected and compiled by the independent firm conducting the surveys as authorized and approved by the Commission. The percentage of responses of "don't know" and "not applicable" shall not be included in or factored into the final results. The firm shall supply information to the Commission only as a composite report, and the Commission shall not receive the original questionnaires. The Commission shall not receive demographic information concerning survey respondents, except to the extent that the firm analyzing the information determines that the demographic data reflect a statistically significant disparity that may be relevant to the evaluation of the judge's performance. The Commission shall not report numerical responses from questionnaires concerning the judge being evaluated if an insufficient sample has been collected, as determined by the Commission and its agent. Top Rule 9. JUDICIAL PERFORMANCE EVALUATION REPORTS The Commission shall prepare the judicial performance evaluation reports for all judges as follows: (a) Judges Subject to Retention Elections. (1) Judicial performance evaluation reports shall be prepared for judges subject to retention elections. The reports shall consist of the narrative profile, the retention recommendation, the survey results and the survey comments. The report shall be provided to the judge at least 45 days before the last date for the judge to declare his or her intent to stand for retention.(b) Elected Judges. Judicial performance evaluation reports shall be prepared for judges subject to political elections in the year prior to the year in which they will stand for election. The reports shall consist of the survey results and the survey comments. (c) Midterm Reports. The Commission shall provide midterm judicial performance evaluation reports if its budget and work schedules allow. Midterm reports for judges subject to retention elections shall be provided near the middle of their term. Midterm reports for elected judges shall be provided approximately two years after the judicial performance evaluation report is provided. Top Rule 10. NARRATIVE PROFILES (a) Preparation Narrative profiles shall be prepared for judges subject to retention elections. (b) Contents (1) Narrative profiles shall contain:Top(A) Information identifying the judge;(2) Narrative profiles may also include: Rule 11. RETENTION RECOMMENDATION (a) The Commission shall make a recommendation regarding the retention of each judge who has declared intent to stand for retention. The recommendation shall be "Retain" or "Do Not Retain" and shall be included in the narrative profile. (b) Letter grades in surveys shall be converted to numerical values as follows: A=4, B=3, C=2, D=1 and F=0. For each judge, an average score for each question on the survey that has letter grades shall be calculated from all the grades given by respondents to the question. The average scores for all questions on the survey that have letter grades shall be added and the result shall then be divided by the number of questions to produce an "overall average." The Commission shall make a recommendation of "Retain" for any judge who receives an overall average of 2.0 or more on surveys returned for each category of respondent (attorneys, non-attorneys and judges) unless other information reveals a serious deficiency in meeting one or more judicial performance standards. If the overall average is less than 2.0 from any category of respondent (attorneys, non-attorneys or judges), then the Commission shall make a recommendation of "Do Not Retain," unless one or more of the following conditions applies: (1) The performance issues identified in the evaluation are attributable to the nature or high number of cases on a judge's docket or caseload, other judicial duties that prevent the judge from appropriately managing his or her cases in a timely manner. This may be particularly true for judges who, when appointed, may inherit a significantly high number of cases that cannot be managed quickly.Top Rule 12. SURVEY RESULTS The independent firm conducting the surveys shall provide the survey results to the Commission. The reports of these results shall be in a format agreed upon by the firm and the Commission and shall graphically show the grade average on each question asked on each of the questionnaires used to comprise the report. In tabular form, the reports shall give the percentage results for each question asked in the questionnaires and a combined comparison distribution. The survey reports shall also contain a methodology section that discusses how the surveys were conducted and shall include the response rates of the various groups surveyed. Top Rule 13. SURVEY COMMENTS The independent firm conducting the surveys shall provide to the Commission a reproduction of all written comments from the surveys, redacted to remove any information that would identify the person commenting. The Commission shall include written comments from the surveys in the judicial performance evaluation report of the judge who is the subject of the comment, unless doing so would reveal the identity of the person making the comment, in which case the Commission may summarize the substance of the comments prior to inclusion in the judicial performance evaluation report. However, the judicial performance evaluation report that is released to the public shall not include survey comments. Top Rule 14. DISSEMINATION OF INFORMATION (a) All Judges The Commission shall provide each judge with a copy of his or her judicial performance evaluation report in a confidential manner. (b) Reports of Judges Subject to Retention Elections Subject to the confidentiality provisions of Rule 3, the following shall apply to the dissemination of judicial performance evaluations of judges subject to retention elections: (1) General Distribution. The Commission may make the information, or a summary of the information, available in a printed medium at courthouses, libraries, retail and other practical outlets.Top |